Documents

9 results

Date	Title	Type	Category	Status
29 Aug 2025	Policy Document on Prudent and Professional Conduct of Insurance...	Policy Document	Intermediaries	Stored
29 Aug 2025	Policy Document on Registration Procedures and Requirements on P...	Policy Document	Intermediaries	Stored
19 Dec 2024	Prudent and Professional Conduct of Insurance and Takaful Broker...	Exposure Draft	Intermediaries	Stored
26 Apr 2022	Application Procedures to Carry on Financial Advisory Business a... • Application Procedures to Carry on Financial Advisory Business and Islam... • Frequently Asked Questions	Policy Document	Intermediaries	Stored (2)
26 Apr 2022	Prudent and Professional Conduct by Financial Advisers • Prudent and Professional Conduct by Financial Advisers • Public Feedback Statement – Summary of key feedback received on the Expo...	Policy Document	Intermediaries	Stored (2)
08 Nov 2019	Framework on Electronic Trading Platforms	Policy Document	Intermediaries	Stored
04 Jun 2019	Shareholder Suitability - Notification and Application Procedure...	Policy Document	Intermediaries	Stored
28 Dec 2018	Fit and Proper Criteria for Approved Person	Policy Document	Intermediaries	Stored
17 Oct 2017	Principles for a Fair and Effective Financial Market for the Mal... Response to Feedback Received	Policy Document	Intermediaries	Stored

Policy Document on Prudent and Professional Conduct of Insurance and Takaful Brokers

Policy Document on Registration Procedures and Requirements on Professionalism of Adjusters

Prudent and Professional Conduct of Insurance and Takaful Brokers

Application Procedures to Carry on Financial Advisory Business and Islamic Financial Advisory Business

26 Apr 2022 · Policy Document · Intermediaries

Prudent and Professional Conduct by Financial Advisers

26 Apr 2022 · Policy Document · Intermediaries

Framework on Electronic Trading Platforms

Shareholder Suitability - Notification and Application Procedures

Fit and Proper Criteria for Approved Person

Principles for a Fair and Effective Financial Market for the Malaysian Financial Market